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Vice President & Associate General Counsel, Capital Markets Policy
The Vice President & Associate General Counsel, Capital Markets directs, manages, and supervises a team of attorneys that develops and implements capital markets policy initiatives, and counsels the Department of Market Regulation and Transparency Services. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes. The incumbent reports to the SVP, Capital Markets Policy, and manages preparation of board and committee materials, regulatory notices, rule filings, participation in multiple NMS Plans, SEC outreach, and economic impact assessments of rulemakings.
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