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District of Columbia

Securities and Exchange Commission

Supervisory General Attorney

The Appellate Group represents the Commission in civil litigation in the U.S. Courts of Appeals and, in conjunction with the Solicitor General, in the U.S. Supreme Court in civil litigation involving federal securities laws. The Appellate Group provides advice to the Commission, individual Commissioners, and staff in the agency's operating divisions and offices regarding the legal sufficiency of proposed rules and other regulatory and enforcement actions.

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