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Multiple Locations

Securities and Exchange Commission

Supervisory Attorney-Adviser

Duties: 1) Managing and participating in projects designed to address questions relating to registered investment advisers, registered investment companies and private funds, including industry outreach, examinations, and analysis of asset management industry data; 2) Researching legal/financial issues under the Investment Company Act and Investment Advisers Act and related regulations, and providing legal/financial review, analysis, and/or guidance.

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