top of page
check mark_black.PNG


Securities and Exchange Commission

Supervisory Attorney-Adviser

As a Supervisory Attorney-Adviser you will be: 1) Plan and assign work, advise on program goals and objectives, make decisions on work problems, and organize and monitor the flow of work for the assigned programs in order to achieve the most effective results within a complex environment; 2) Direct staff performing extensive and extremely complex inspections or examinations on activities of self-regulatory organizations, broker-dealers, transfer agents, clearing agencies, investment companies, and/or investment advisers, working with the field offices, reviewing reports and recommendations

bottom of page