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District of Columbia

SEC

Senior Officer - Chief Risk and Strategy Officer (Project Management)

The Chief Risk and Strategy Officer (CRSO) will oversee the Division's risk assessment, market surveillance and financial intelligence efforts as well as its large firm monitoring and quantitative analytical teams. The CRSO will help formulate strategies that will inform and help facilitate the Division's risk-focused strategies by leveraging data, information, human capital and IT systems. In this capacity, the CRSO will be responsible for supporting the Division's risk-based and data driven processes through the identification of risks and emerging issues in the financial markets, exam targeting and selection efforts, resource allocation, and investment in quantitative-based examination initiatives. The CRSO will also oversee staff within the organization that conduct examinations of certain registrants with elevated risk profiles as well as staff that conduct registration-related reviews and activities.