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District of Columbia

Securities and Exchange Commission

Senior Officer - Associate General Counsel (Investment Management)

The Legal Policy 1 Group in the Office of the General Counsel provides legal and policy advice to the Commission, individual Commissioners, and the divisions and offices concerning securities laws, administrative law, and other applicable laws. In particular, the Legal Policy 1 Group analyzes regulatory recommendations to the Commission primarily from the Divisions of Investment Management and Trading and Markets.

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