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Multiple Locations

FINRA

Counsel, Enforcement

The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters.
Essential Job Functions: 1) Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy, 2) Execute an effective risk-based legal strategy to assess the record fairly, 3) Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case