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New Jersey


Compliance Director, PIMS (ID: R-101564)

Prudential Investment Management Services LLC (“PIMS”) is seeking an experienced team member to serve as Compliance Director, reporting to PIMS’ Chief Compliance Officer. PIMS is an SEC-registered broker-dealer and FINRA member firm, within Prudential Financial, Inc. PIMS serves as underwriter, wholesaler, placement agent, and retailer of investment products manufactured and sold by multiple Prudential businesses, including those of PGIM (Prudential’s global investment management business), Prudential Retirement and Group Insurance. PIMS operates primarily as a distributor of mutual funds, ETFs, group variable products, commercial paper, private funds, and certain Retirement products through financial firm intermediaries, institutional and retail investors.